Previous Transactions By The Members Of Catalyst Financial's
Investment Banking Team Since 2005
Company Description Status Mandate/Structure Size ($)
Natural Biological Manufacturer Private Consulting & Advisory NA
Natural Biological Manufacturer Private Sr A Convertible Preferred 750,000
Natural Biological Manufacturer Private Convertible Debenture 1,300,000
Beverages/ Functional Drinks Public Convertible Debenture Advisor 1,200,000
Beverages/ Functional Drinks Public M&A - Asset Purchase 500,000
Beverages/ Functional Drinks Public Bridge/Mezzanine Investment 500,000
Manufacturer of Jewelry Public Common Stock Placement 72,701,000
Armor Vehicle Manufacturer Private Mezzanine Placement 1,500,000
Oil & Gas Funds Private Member Units Financing 12,000,000
Independent Oil & Gas Private Common Stock Placement 2,155,000
Independent Oil & Gas Private M&A Purchase of Production 11,700,000
Independent Oil & Gas Public APO Advisory (Reverse Merger) 10,000,000
Independent Oil & Gas Private Debt Placement/Participation 1,500,000
Independent Oil & Gas Public Buy side Oilfield Service Co 7,000,000
Independent Oil & Gas Public Receivable/Factor facility 1,000,000
Asset Management Public Convertible Debenture Placement 12,000,000
Asset Management Public Acquired Control 10,000,000
Biological Products Public Common Stock Placement 14,300,000
Biotechnology Public Common Stock Placement 20,000,000
Long Term Care Facilities Private Advisory Services NA
Long Term Care Facilities Private Warrant Solicitation 500,000
Long Term Care Facilities Private Subordinated Debenture 1,500,000
Long Term Care Facilities Public IPO Advisor/Selling Agent 7,000,000
Long Term Care Facilities Public Buy side M&A Advisor 10,000,000
Fund Manager Private Membership Interests Placement 5,000,000
Fund Manager Private PIK Preferred Placement 1,500,000
Fund Manager Private Manager 10,000,000
Fund Manager Private Member Units Placement 2,295,000
Fund Manager Private Manager 2,000,000
Enterprise Software Private Mezzanine Placement 1,500,000
GPS Manufacturer/Distributor Private Mezzanine Placement Advisor 3,000,000
Semiconductor Equipment Public Convertible Preferred Stock 2,160,000